Reesio Support Center

Compliance Management

Last Updated: Sep 13, 2014 10:24PM PDT
Reesio provides full compliance management for brokerage admins to review and manage everything within their brokerage. Below are the different compliance-related articles that you should check out:

1) Ability to set up custom Workflow templates for all of your brokerage members, and to mark whether documents/tasks are compliance-related (require your approval) or non-compliance (don't require your approval):


https://support.reesio.com/customer/portal/articles/1307651-create-a-template

2) Compliance-related documents/tasks will require admin approval, which reduces error, risk, and liability for your brokerage. See how to approve compliance-related documents/tasks:

https://support.reesio.com/customer/portal/articles/1307689-approve-a-compliance-task?t=397225

3) Workflow templates that you set up are for tasks. However, documents can easily be linked to tasks:

https://support.reesio.com/customer/portal/articles/1307657-link-and-review-documents-for-a-task

4) And then flagged for you to review:

https://support.reesio.com/customer/portal/articles/1349100-flag-a-task-for-review

5) Comments can also be added to documents or tasks, and you can see the entire, historical conversation log for a particular document/task:

https://support.reesio.com/customer/portal/articles/1349043-comment-on-a-task?t=397225
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